A closed-form model-free implied volatility formula through delta families
Document Type
Article
Publication Date
6-1-2021
Abstract
In this article, we derive a closed-form explicit model-free formula for the (Black-Scholes) implied volatility. The method is based on the novel use of the Dirac Delta function, corresponding delta families, and the change of variable technique. The formula is expressed through either a limit or as an infinite series of elementary functions, and we establish that the proposed formula converges to the true implied volatility value. In numerical experiments, we verify the convergence of the formula, and consider several benchmark cases, for which the data-generating processes are respectively the stochastic volatility inspired model, and the stochastic alpha beta rho model. We also establish an explicit formula for the implied volatility expressed directly in terms of respective model parameters, and use the Heston model to illustrate this idea. The delta family and change of variable technique that we develop are of independent interest and can be used to solve inverse problems arising in other applications.
Identifier
85107870672 (Scopus)
Publication Title
Journal of Derivatives
External Full Text Location
https://doi.org/10.3905/JOD.2020.1.127
ISSN
10741240
First Page
111
Last Page
127
Issue
4
Volume
28
Grant
19-28231X
Fund Ref
Grantová Agentura České Republiky
Recommended Citation
Nguyen, Duy; Taylor, Stephen; Cui, Zhenyu; and Kirkby, Justin, "A closed-form model-free implied volatility formula through delta families" (2021). Faculty Publications. 4095.
https://digitalcommons.njit.edu/fac_pubs/4095