Document Type


Date of Award

Spring 5-31-2015

Degree Name

Doctor of Philosophy in Mathematical Sciences - (Ph.D.)


Mathematical Sciences

First Advisor

Wenge Guo

Second Advisor

Ji Meng Loh

Third Advisor

Sunil Kumar Dhar

Fourth Advisor

Sundarraman Subramanian

Fifth Advisor

Zhi Wei


Several multiple testing procedures are developed based on the inherent structure of the tested hypotheses and specific needs of data analysis. Incorporating the inherent structure of the hypotheses results in development of more powerful and situation-specific multiple testing procedures than existing ones. The focus of this dissertation is on developing multiple testing procedures that utilize the information on this structure of the hypotheses and aims at answering research questions while controlling appropriate error rates.

In the first part of the thesis, a mixed directional false discovery rate (mdFDR) controlling procedure is developed in the context of uterine fibroid gene expression data (Davis et al., 2013). The main question of interest that arises in this research is to discover genes associated with various stages of tumor progression, such as tumor onset, growth and development of tumors and large size tumors. To answer such questions, a three-step testing strategy is introduced and a general procedure is proposed that can be used with any mixed directional familywise error rate (mdFWER) controlling procedure for each gene, while controlling the mdFDR as the overall error rate. The procedure is proved to control mdFDR when the underlying test statistics are independent across the genes. A specific methodology, based on the Dunnett procedure, is developed and applied to the uterine fibroid gene expression data of Davis et al. (2013). Several important genes and pathways are identified that play important role in fibroid formation and growth.

In the second part, the problem of simultaneously testing many two-sided hypotheses is considered when rejections of null hypotheses are accompanied by claims on the direction of the alternative. The fundamental goal is to construct methods that control the mdFWER, which is the probability of making a Type I or Type III (directional) error. In particular, attention is focused on cases where the hypotheses are ordered as H1, ... , Hn, so that Hi+1 is tested only if H1, ... , Hi have all been previously rejected. This research proves that the conventional fixed sequence procedure, which tests each hypothesis at level α, when augmented with directional decisions, can control mdFWER under independence and positive regression dependence of the test statistics. Another more conservative directional procedure is also developed that strongly controls mdFWER under arbitrary dependence of test statistics.

Finally, in the third part, multiple testing procedures are developed for making real-time decisions while testing a sequence of a-priori ordered hypotheses. In large scale multiple testing problems in applications such as stream data, statistical process control, etc., the underlying process is regularly monitored and it is desired to control False Discovery Rate (FDR) while making real time decisions about the process being out of control or not. The existing stepwise FDR controlling procedures, such as the Benjamini-Hochb erg procedure, are not applicable here because of the implicit assumption that all the p-values are available for applying the testing procedure. In this part of the thesis, powerful Fallback-type procedures are developed under various dependencies for controlling FDR that award the critical constants on rejection of a hypothesis. These procedures overcome the drawback of the conventional FDR controlling procedures by making real-time decisions based on partial information available when a hypothesis is tested and allowing testing of each a-priori ordered hypothesis. Simulation studies demonstrate the effectiveness of these procedures in terms of FDR control and average power.

Included in

Mathematics Commons



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